Aryeh Kaplan on Evolution- A Missing Chapter of The Handbook of Jewish Thought

In honor of Bereshit, here is Rabbi Aryeh Kaplan on reading Genesis as presenting the truths of 20th century science, as discussing a world 2 billion years old with humans as existing for 25,000 years.

This is part VII in a series on Rabbi Aryeh Kaplan- for biography see Part IPart II, Part III, for Kabbalah see Part IV  Part V  and Part VI Much of the prior biographic discussion has already been incorporated into Wikipedia.

Kaplan (right side) at an NCSY Shabbaton

Aryeh Kaplan’s Handbook of Jewish Thought has become a classic of synthesizing the classic positions of Jewish thought into an order fashion both an introductory guide and simultaneously a reference book

Below is a pdf of a full chapter of Aryeh Kaplan’s Handbook of Jewish Thought left out of the published work because he presents evolution as part of the basic tenets of Judaism. The already typeset chapter has an editor’s note across the top asking if the chapter is “fixable” and “true kosher”? There is also an editor’s note that dates the chapter to 1968 when Kaplan was leading a Conservative congregation in Dover NJ.

The Handbook of Jewish Thought was published in two volumes, the first, containing 13 chapters, appeared in the author’s lifetime in 1979. The second volume edited by Avraham Sutton, was published posthumously in 1992. This volume has 25 chapters. While the first volume had no introduction from the author, the second volume contains the following statement:

The bulk of the present volume is from the author’s original 1967- 1969 manuscript that consisted of 40 chapters. Thirteen of these chapters were prepared for publication by Rabbi  Kaplan himself and published in 1979 as the Handbook of Jewish thought – Volume I. It is clear that the remaining chapters were set aside with the thought of eventually preparing them for publication. Of these remaining chapters, 25 are presented here

Despite the assertion that the first volume was called “volume 1”, no such statement is to be found in the original Handbook of Jewish thought.

Quick arithmetic – 13 (volume 1) and 25 (volume 2) indicates that 2 chapters of the original 40 were suppressed. In the end, they – Moznayim – or the Kaplan family concluded to leave these chapters out of the book.  Generally, the works published by Moznayim are much more circumspect than the audio recording of his lectures. Here is an extreme case.

Moznayim assigned people to edit Kaplan’s writings  or tapes of his lectures who were not there at the lectures or had left for other teachers years before.

I thank Rabbi Ari Kahn for providing access by sending me the pdf of this gem. If someone has the final – 40th chapter – I would love to see it.

Evolution      

Kaplan is explicit in his affirmation of evolution in this piece.

In the first three paragraphs, he states that the creation account in Genesis is not literal and not science but narrated to teach the history of Israel. He believes that new concepts in science are always being discovered beyond the limited science known in the Biblical and rabbinical era.  We are, according to Kaplan, to continuously interpret the Biblical text according to currently available knowledge.

Even though the explicit text is to narrate Israel’s history, nevertheless Kaplan states that the scientific knowledge is hinted at in the Masoretic text through “subtle variations”. In addition, we have traditions that aid in our discovering the scientific truth in the text. Maimonides and other medieval commentators interpreted the text based on Aristotle. Maimonides in his Guide II:29 explains how he would be willing to read texts based on current science. Similarly, Kaplan footnotes Ramchal in his commentary of the Aggadot.

Kaplan considers the creation of the universe as billions of years ago when there was the initial creation as the creation of matter as well as the initial creation of time/space. The creation at the start of Genesis was billions of years ago according to Kaplan, even if the Torah does not explicitly state it.

Kaplan explicitly rejects the 19th century Gosse theory, a theory that the world only appears to be older because God created it that way. Kaplan writes: “God does not mislead humans by making the world appear older.” Many of the members of the Association of Orthodox Scientists of his era did accept Gosse as did the Lubavitcher Rebbe.   

Kaplan defines the creation with the date of 3761 BCE as only the date when Adam (the new being with intelligence) was created. The world itself is billions of years old and various species of men, including Neanderthals and Homo Erectus, pre-date this created Adam.  People generally assume the creation of the world, creation of men, and creation of the intelligent descendants of Adam occurred at the same time; Kaplan differentiates these events.

Neanderthal- Homo Sapiens Neanderthalensis

The metaphoric sixth day was only when Adam was created in Divine thought as the plan for creation, not the actual date of his creation- see below on Kaplan’s acknowledging humanoids before Adam. (Berakhot 61b  Eruvin 18a)

Kaplan makes a general statement that the “time of creation is not essential to our thought.” He proves this from a citation in Yehuda Halevi’s  Kuzari,1:60-61”

Al Khazari: Does it not weaken thy belief if thou art told that the Indians have antiquities and buildings which they consider to be millions of years old?” To which the Rabbi in the dialogue answers: “The Rabbi: It would, indeed, weaken my belief had they a fixed form of religion, or a book concerning which a multitude of people held the same opinion, and in which no historical discrepancy could be found. Such a book, however, does not exist.”

Kaplan takes this to mean that Halevi would only be bothered if they had a form of religion accepted by the multitude with discrepancy, but not about the claim concerning civilization and ancient books.

Kaplan states that nature does not change so we accept radioactive dating; the method is valid to establish definitively that the world is billions of years old. In this, he rejects the Lubavitcher Rebbe’s opinion that radioactive dating is not valid because nature changes.  Kaplan has certainty that science works without caveats and if the method of radioactive dating of fossils show that they are millions of years old then they are millions of years old. They are not animals killed in the Biblical flood but creatures who lived billions of years ago.

In footnote number 12, Kaplan states that each of God’s years is 365,242 of ours yielding a world age of two billion years, which is not the current scientific age of 13.8 billions of years.

In contrast, in his later writings and talks, most notably his 1979 essay on evolution, he comes up with a 15 billion year date for the universe based on Isaac the Blind, a date closer to the scientific view. For more on his later calculation, see Ari Kahn, Explorations: In-depth Analysis of the Weekly Parashah Through the Prism of Rabbinic Perspective (Brooklyn: Targum press, 2001).

In this early passage in the Handbook and its notes he does not cite Isaac of Acco. At this point, it seems he did not yet have a copy of Isaac of Acco or he might have had a citation but did not have the full sefer or did not fully study it yet. Isaac’s Sefer Meirat Eynayim was not yet published; it was published in 1974. And Isaac’s important Otzar Hayyim still remains in manuscript. Kaplan write that he obtained the photocopy of the manuscript of Otzar Hayyim in the 1970’s circa 1976. If in 1968 he did not have the manuscript yet, and he only photocopied it after he started publicly teaching Kabbalahthen he might have been relying on an older work of scholarship that cited it. Alternately, he might have been creative enough to develop the Rashi on his own to reach 2 billion. (see footnote 12 below)  

Kaplan explains that God did not really verbalize in the creation of the world, rather God speaks means the impression of will upon matter thereby giving it a new property. God speech involves modulating creation to desired results.  (There is already a sense here of Kaplan’s later focus on mental acts – meditation). Kaplan in his spiritualizing of the text successfully manages to be deeply Maimonidean and Nahmanidean at the same time. He can cite simultaneously Maimonides’ Guide of the Perplexed on how locutions such as “God spoke”, “God’s mouth” or “God spoke to Moses” are anthropomorphic and not to be taken literally. Simultaneously, Kaplan appeals to Ramban 1:3 in that Divine will impressed upon the primordial matter of hiyuli, God is not literally speaking but engaged in the coming to be of the lower hypostatic element, which in turn will create the world. Kaplan foreshadows his later thought and treats kabbalah in a non-literal manner.

 (In Castilian Kabbalistic language, this would be keter affecting hokhmah. Later Orthodox attempts to harmonize Biblical create and science used Ramban’s concept of primordial matter in a literal manner as an allusion to the Big Bang theory).

Kaplan further spiritualizes the process so the steps of creation did not happen at the stated time, just that the prerequisites for God’s goal was complete even though the actual goal would not manifest until later (15:8)

Kaplan explains the phrase “it was good” to mean the completion of something essential for the evolution of the universe, destruction of prior worlds means evolution to something higher.  The world is evolving to higher stages. The destruction of prior world does not mean there were prior worlds just that lower forms of this world. (15:9) (He cites Maharal Beer Hagolah 39b)

Days of Creation

What was the light created on the first day before the creation of planets? For Kaplan the light on the first day is the electromagnetic force in matter responsible for all chemical and physical properties, without the electromagnetic force the world is chaos and void.  

What was created on the second day? It was when God set the matter of the first day into Euclidean four-dimensional space-time matrix. (15:12).

On the third day, God created the gravitational force. The “gathering of the waters” is not about swamps and sea but the “warping of matter” and the creation of phenomena that follow non-Euclidian geometry. It was also the physio-chemical properties of matter needed for plant life, (15:13)

On the fourth day, God initiated the process by which matter would condense into galaxies, starts and planets,” which is the completion of inorganic matter.

On the fifth day, God started the process by which organic matter and life came to be.

On the important 6th day of creation, God created the evolutionary potential of higher mammals and primitive man. Nothing was actually created on the 6th day, rather the evolutionary potential of the development of higher mammals from lower mammals was designated. After the 6th day, God allows world to develop by itself – without intelligent design- solely through the natural evolution. Just as the geological evolution of crystals grow naturally over millions of years from natural processes, so too the evolution of animals is the same way. The unfolding properties for mammals and eventually man is in the natural order.

Man, known to paleontologists as later stages of homo sapiens, already had mental and physical capabilities about 25,000 years ago according to Kaplan’s scheme. (In 1979, he extends this to 100,000 years ago).

However, it was only 6000 years that man was given a divine soul. This was a new level of wisdom and inventiveness to allow for cultural evolution through invention, metallurgy, animal husbandry, ship sailing (15:22). Actual paleontologists place this Chalcolithic period, the period of new wisdom, as between 11,000 to 6000 years ago. Kaplan acknowledges that species change and that even man evolves as shown by his vestigial tail.

Hence, the seven days of creation are as follows:

Day 1 Electromagnetic force

Day 2 4-D space/time matrix

Day 3 Warping of matter, beyond Euclidian space

Day 4 Inorganic matter

Day 5 Organic matter and life

Day 6 Evolutionary potential of higher mammals and primitive man.

Kaplan explains his own method of not treating the words literally, rather as allegories for scientific principles. Water, sky, and light are all allegorical terms for the unfolding of the scientific cosmos because the scientific terms were unknown in ancient times. (15:10) As he wrote earlier in the chapter, according to Maimonides the words used as not intrinsic but subject to interpretation and according to Nahmanides, these terms refer to divine unfolding of the cosmos not physical objects.

In many ways, Kaplan approach to science is similar to Nahmanides’ concept of remez, in which scientific concepts are alluded to in the Torah. Both Kaplan and Nahmanides read the allusions in the Torah to science, psychology, and powers of the soul.

Nahmanides in his introduction to the Torah wrote: “God informed Moses first of the manner of the creation of heaven and earth and all their hosts… together with an account of the four forces in the lower world, minerals, vegetation, animal, and the rational soul. With regard to all of these matters Moses our teacher was apprised, and all of it was written in the Torah, explicitly or by implication.” (For more about Nahmanides, see Oded, Yisraeli, The Kabbalistic Remez and Its Status in Naḥmanides’ Commentary on the Torah. The Journal of Jewish Thought and Philosophy. 24. (2016)1-30)

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